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(1 version)
 
Aug 21 2014 onwards

AUD A2.1.1 Guidance



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Where an Authorised FirmG does not hold or control any Client MoneyG as at the date on which the Authorised Firm'sG audited statement of financial position was prepared, the DFSAG expects that a nil balance be stated to comply with Rule A2.1.1 (a) in this Appendix.

Derived from DFSA RM130/2014 (Made 21st August 2014). [VER1/06-14]