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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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(1 version)
Aug 21 2014 onwards

AUD 5.3.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) An AuditorG must notify the DFSAG in writing if it resigns due to the failure by an Authorised PersonG , Public Listed CompanyG or Domestic FundG to address significant concerns which have previously been raised by the AuditorG with the senior management of that PersonG .
(2) The notification under (1) must include sufficient details of the PersonG concerned, the concerns raised and the failure by that PersonG to address the concerns.
Derived from DFSA RM130/2014 (Made 21st August 2014). [VER1/06-14]