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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Auditor Module (AUD) [VER3/02-17]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

Whole SectionText only Print Print Manager Link

(1 version)
Aug 21 2014 onwards

AUD 4.2.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) A Registered AuditorG must ensure that all EmployeesG , including its Audit PrincipalsG , engaged in audit work for Relevant PersonsG :
(a) remain fit and proper to carry out their role; and
(b) undertake continuing professional development in accordance with the requirements of:
(i) the Recognised Professional BodyG of which the EmployeeG is a member;
(ii) any applicable internal standards of the Registered AuditorG ; and
(iii) any direction given by the DFSAG .
(2) A Registered AuditorG must maintain records of continuing professional development undertaken by EmployeesG , including its Audit PrincipalsG .
Derived from DFSA RM130/2014 (Made 21st August 2014). [VER1/06-14]