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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Auditor Module (AUD) [VER3/02-17]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Aug 21 2014 onwards

AUD 2 Registration

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

AUD 2.1 Application
AUD 2.1.1
AUD 2.2 Registration of Registered Auditors
Application for registration
Criteria for registration
AUD 2.3 Continuing obligations of Registered Auditors
AUD 2.3.1
AUD 2.3.2
AUD 2.3.3
AUD 2.4 Registration of Audit Principals
AUD 2.4 Guidance
Application for registration
Criteria for registration
AUD 2.5 Continuing obligations of Audit Principals
AUD 2.5.1
AUD 2.6 Principles for Audit Principals
AUD 2.6.1
Principle 1 — Integrity
Principle 2 — Objectivity
Principle 3 — Professional competence and due care
Principle 4 — Confidentiality
Principle 5 — Relations with the DFSA
AUD 2.7 Transitional and Saving Provisions
AUD 2.7.1
AUD 2.7.2
AUD 2.7.3
AUD 2.7.4
AUD 2.7.5