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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
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Consultation Papers
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DFSA Codes of Practice
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Financial Markets Tribunal

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(1 version)
Aug 21 2014 onwards

Part 2 Registered Auditors and Audit Principals

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

AUD 2 Registration
AUD 2.1 Application
AUD 2.2 Registration of Registered Auditors
AUD 2.3 Continuing obligations of Registered Auditors
AUD 2.4 Registration of Audit Principals
AUD 2.5 Continuing obligations of Audit Principals
AUD 2.6 Principles for Audit Principals
AUD 2.7 Transitional and Saving Provisions
AUD 3 Suspension and Withdrawal of Registration
AUD 3.1 Application
AUD 3.2 Suspension and withdrawal of registration of a Registered Auditor
AUD 3.3 Suspension or withdrawal of an Audit Principal
AUD 4 General Obligations
AUD 4.1 Application
AUD 4.2 Employees' suitability and continuing professional development
AUD 4.3 Professional indemnity insurance
AUD 4.4 Working Papers
AUD 4.5 Records
AUD 4.6 Notification of changes and events
AUD 4.7 Communication with the DFSA
AUD 4.8 Annual information return
AUD 4.9 Anti-Money Laundering
AUD 4.10 Disclosure of regulatory status