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Auditor Module (AUD) [VER3/02-17]

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.


Contents:
Part 1 Introduction
AUD 1 Application and Definitions
Part 2 Registered Auditors and Audit Principals
AUD 2 Registration
AUD 3 Suspension and Withdrawal of Registration
AUD 4 General Obligations
Part 3 Appointment and Resignation of Auditor and Conduct of Audits
AUD 5 Appointment and Resignation of Auditor
AUD 6 Conduct of Audits and Preparation of Audit Reports
AUD App 1 Regulatory Returns Auditors Report
AUD A1.1.1
AUD A1.1.2
AUD App 2 Client Money Auditor's Report
AUD A2.1.1
AUD App 3 Insurance Monies Auditor's Report
AUD A3.1.1
AUD App 4 Safe Custody Auditor's Report
AUD A4.1.1
AUD App 5 Fund Auditor's Report
AUD A5.1.1
AUD App 6 Public Listed Company Auditor's Report
AUD A6.1.1