Dubai Financial Services Authority

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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)

Rulebook Modules

Sourcebook Modules

Consultation Papers

Consultation Paper No.120 Changes to the DFSA's AML Regime – Phase 2

Consultation Paper No. 119 Changes to the Protected Cell Company (PCC) & Investment Company (IC) Regulations

Consultation Paper No.118 Changes to the DFSA's AML Regime

Consultation Paper No.117 Miscellaneous Changes

Consultation Paper No.116 Miscellaneous Changes

Consultation Paper No. 115 Enhancing Our Funds Regime

Consultation Paper No. 114 Liquidity Requirements Review

Consultation Paper No. 113 Capital Requirements Review

Consultation Paper No. 112 Testing Fintech Innovations in the DIFC

Consultation Paper No. 111 Crowdfunding: SME Financing Through Investing

Consultation Paper No. 110 DFSA Fees

Consultation Paper No. 109 Crowdfunding: SME Financing Through Lending

Consultation Paper No. 108 Proposed Miscellaneous Amendments

Consultation Paper No. 107 Proposed Changes to the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module

Consultation Paper No. 106 Regulation of Arranging, Representative Office Activities and Financial Promotions

Consultation Paper No. 105 Online applications and submission of data to the DFSA

Consultation Paper No. 104 Proposed Miscellaneous Amendments

Consultation Paper No. 103 Proposals Relating to the Insurance Regime

Consultation Paper No. 102 Property Funds and Money Market Funds

Consultation Paper No. 101 Proposed Miscellaneous Amendments

Consultation Paper No. 100 Proposed Amendments to Markets-Related Fees

Consultation Paper No. 99 BASEL III — Liquidity Coverage Ratio and Leverage Ratio

Consultation Paper No. 98 Proposed Code of Market Conduct

Consultation Paper No. 97 Proposed Changes to the Client Classification Regime

Consultation Paper No. 96 Proposed Amendments to the DFSA Fee Regime

Consultation Paper No. 94 Proposed Changes to the FMT Jurisdiction, to the DFSA's Supervisory Powers and to the DFSA's Approach to Decision Making

Consultation Paper No. 95 Minor Changes to CP90 and CP94 Proposals

Consultation Paper No. 93 Qualified Investor Exempt Funds

DFSA response to public comments on Consultation Paper No. 93 — Qualified Investor Funds

Consultation Paper No. 92 Regulatory Reporting Under the PIB and PIN Modules

Consultation Paper No. 91 Proposed Enhancements to the Auditor Regime

Consultation Paper No. 90 Proposed Changes to the FMT Jurisdiction and Enhancements to the DFSA's Enforcement Powers

Consultation Paper No. 89 Proposed Changes to the DFSA's Anti-Money Laundering and Ancillary Service Provider Regimes (Second Consultation)

Consultation Paper No. 88 Proposed Miscellaneous Amendments

Consultation Paper No. 87 Changes Proposed to the Authorised Market Institutions Regime

Consultation Paper No. 86 Proposed Changes to the DFSA's Anti-Money Laundering and Ancillary Service Provider Regimes

Consultation Paper No. 85 Notice of Proposed Amendment to Legislation

Consultation Paper No.84 Proposed Enhancements to the DFSA Rulebook to meet International Best Practice Standards

Consultation Paper No. 83 Proposed changes to the PIB Module of the Rulebook

Consultation Paper No. 82 Proposals to Regulate Credit Rating Agencies

Consultation Paper No. 81 The Exercise of Regulatory Powers, Enhancement to the Regulatory Law 2004 and RPP Sourcebook

Consultation Paper No. 80 Proposals Relating to Controllers and Legal Forms of Authorised Persons

Consultation Paper No. 79 Shari'a Governance and Accounting and Auditing Standards for Islamic Firms and Securities

Consultation Paper No. 78 Proposed DFSA Listing Rules

Consultation Paper No. 77 Proposals Relating to Corporate Governance and Remuneration Standards Applicable to Authorised Persons

Consultation Paper No. 76 Proposed Changes to the Markets Law Regime Part 2 — Recognition and Auditing

Consultation Paper No. 75 Proposed Changes to the Markets Law Regime

Consultation Paper No. 74 Anti-Money Laundering Supervision in the DIFC and Enhancements to the Regulatory Law 2004

Consultation Paper No. 73 The Regulatory Policy and Processes Sourcebook and Enhancements to DFSA's Rulebook

Consultation Paper No. 72 Changes to the DFSA Financial Promotions Regime

Consultation Paper No. 71 Financial Service Definitions Review

Consultation Paper No. 70 Proposed Changes to Enforcement Framework

Consultation Paper No. 69 Proposed Enhancements to the Collective Investment Funds Regime

Consultation Paper No. 68 Enhanced Corporate Governance Regime for Reporting Entities

Consultation Paper No. 67 Changes to the DFSA Price Stabilisation Rules

Consultation Paper No. 66 Enhancing Clarity and Accessibility of Islamic Finance Rules

Consultation Paper No. 65 DIFC Representative Office Regime

Consultation Paper No. 64 Enhancements to the Fees Module

Consultation Paper No. 63 Changes to the DIFC Insider Dealing Regime

Consultation Paper No. 62 Proposed Changes to the Markets Law in Relation to Powers of the DFSA to Maintain an Official List of Securities

Consultation Paper No. 61 Proposed Enhancements to Client Asset Protections

Consultation Paper No. 59 Proposed Changes to Definitions of Investments

Consultation Paper No. 60 Miscellaneous Amendments to Legislation

Consultation Paper No. 58 Implementation of Pillars 2 & 3 of Basel II

Consultation Paper No. 57 Miscellaneous Amendments to the Rulebook

Consultation Paper No. 56 Regulation of Single Family Offices

Consultation Paper No. 55 Proposal to Enhance Rules Relating to Anti Money Laundering and Observance of Relevant United Nations Resolutions and Sanctions

Consultation Paper No. 54 Implementation of DFSA's Key Policy Review

Consultation Paper No. 53 Prudential Rules for Islamic Finance

Consultation Paper No. 52 Key Policy Review

Consultation Paper No. 51 Proposals Relating to Offers of Securities from the DIFC

Consultation Paper No. 50 Proposed Hedge Fund Code of Practice

Consultation Paper No. 49 Proposals Relating to Fees

Consultation Paper No. 48 Proposals to Facilitate Certain Types of Advising and Arranging

Consultation Paper No. 47 Proposals Relating to Insurance Securitisation

Consultation Paper No. 46 Proposals to Implement an Electronic Prudential Reporting System

Consultation Paper No. 45 Proposals to Refine the Definition of "Related Parties"

Consultation Paper No. 44 Proposals Relating to Direct Long–Term Insurance, Credit Insurance and Group Supervision

Consultation Paper No. 43 Amendments Concerning the Financial Markets Tribunal and Regulatory Appeals Committee

Consultation Paper No. 42 Proposed Enhancements to the DFSA Rulebook to Meet International Best Practice Standards

Consultation Paper No. 41 Proposed Changes to DFSA Administered Legislation in Relation to the Definition of Day

Consultation Paper No. 40 Proposal to Remove the Requirement for a Licensed Director/Partner at the Head Office

Consultation Paper No. 39 A New Category of Recognised Members

Consultation Paper No. 38 Miscellaneous Amendments to the Takeover Rules

Consultation Paper No. 37 Use of Prime Brokers by Hedge Funds

Consultation Paper No. 36 Proposed Changes to the Framework for the Regulation of Auditors

Consultation Paper No. 35 Proposals to Extend the Annual Reporting Period Applicable to Reporting Entities

Consultation Paper No. 34 Proposals to Amend the Requirements Relating to Marketing and Selling of Foreign Funds

Consultation Paper No. 33 Proposals for an Investment Trust Law and Requirements Relating to Public Property Funds

Consultation Paper No. 32 Proposed Reduction of Capital Requirements for Brokers Acting as "Matched Principals"

Consultation Paper No. 31 Proposed Changes Relating to Branches of DIFC Incorporated Firms

Consultation Paper No. 30 Proposed Changes Relating to Sponsors

Consultation Paper No. 29 Proposed Changes Relating to Licensed Representatives

Consultation Paper No. 28 The Proposed Restructuring of the Ancillary Service Providers Regime

Consultation Paper No. 27 Prudential — Investment, Insurance Intermediation and Banking Business (PIB) and Prescribed Forms and Notices (PFN)

Consultation Paper No. 26 Investment Companies Regulations

Consultation Paper No. 25 The Proposed Regime for Collective Investment Funds

Consultation Paper No. 24 on Limited Partnership Regulations

Consultation Paper No.23 on Limited Partnership Law

Consultation Paper No. 22 Trust Service Providers Rules (TSP)

Consultation Paper No. 21 The Collective Investment Law [2005]

Consultation Paper No. 20 DFSA's Draft Policy Statement on Start-Up Entities

Consultation Paper No. 19 Trust Companies Law DIFC Law No. [ ] of 2005

Consultation Paper No. 18 Takeover Rules (TKO)

Consultation Paper No. 17 Trust Law

Consultation Paper No. 16 Policy Statement on Confidential Regulatory Information

Consultation Paper No. 15 Alternative Trading Systems

Consultation Paper No. 14 Rules for Listed Funds

Consultation Paper No. 13 Price Stabilisation Rules

Consultation Paper No. 12 The Authorized Market Institution, Recognition and Offered Securities Modules of the DFSA Rulebook

Consultation Paper No. 11 The law regulating Islamic financial business and The Islamic financial business module of the DFSA Rulebook

Consultation Paper No. 10 The principles for authorised firms and The principles for authorised individuals

Consultation Paper No. 9 Prudential Rules for Insurers

Consultation Paper No. 8 Regulatory Law

Consultation Paper No. 7 Law Relating To Application Of DIFC Laws

Consultation Paper No. 6 Personal Property Law

Consultation Paper No. 5 Law of Security

Consultation Paper No. 4 Insolvency Law

Consultation Paper No. 3 Contract Law

Consultation Paper No. 2 Companies Law

Consultation Paper No. 1 Regulatory Law

Policy Statements

DFSA Codes of Practice

Amendments to Legislation

Financial Markets Tribunal

Connected by Complinet

Location: Dubai Financial Services Authority (DFSA) > Consultation Papers > Past Papers > Consultation Paper No. 93 Qualified Investor Exempt Funds

Consultation Paper No. 95 Minor Changes to CP90 and CP94 Proposals

DFSA response to public comments on Consultation Paper No. 93 — Qualified Investor Funds

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Dec 22 2013 onwards

Consultation Paper No. 93 Qualified Investor Exempt Funds

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Click here to download Appendix 2.

Click here to download Appendix 3.

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Click here to download Appendix 5.

Click here to download Appendix 6.

Consultation Paper No. 95 Minor Changes to CP90 and CP94 Proposals

DFSA response to public comments on Consultation Paper No. 93 — Qualified Investor Funds