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Recognition (REC) [VER11/02-17]

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.


Contents:
REC 1 Application of the Recognition Module
REC 1.1 Application
REC 2 Admission to the List of Recognised Persons
REC 2.1 Application
REC 2.2 Recognition as a recognised person
REC 2.3 Determination of applications and references
REC 2.4 Recognition criteria for recognised bodies
REC 2.5 Recognition criteria for recognised members
REC 3 General Provisions
REC 3.1 Application
REC 3.2 Supervisory approach
REC 3.3 Core information
REC 3.4 Reporting
REC 3.5 Annual report
REC 3.6 Communication with and notification to the DFSA
REC 4 Removal from the List of Recognised Persons
REC 4.1 Application
REC 4.2 Removal from the list of Recognised Persons at the Recognised Body's request
REC 4.3 Removal from the list of Recognised Persons at the Recognised Member's request
REC 4.4 Removal from the list of Recognised Persons by the DFSA
REC 5 Transitional Provisions
REC 5.1 Application