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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
General Module (GEN) [VER44/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(2 versions)
Up to Aug 20 2014Aug 21 2014 onwards

GEN 8.5.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised PersonG must take reasonable steps to ensure that it and its EmployeesG :

(a) provide any information to its Auditor that its AuditorG reasonably requires, or is entitled to receive as AuditorG ;
(b) give the AuditorG right of access at all reasonable times to relevant records and information within its possession;
(c) allow the AuditorG to make copies of any records or information referred to in (b);
(d) do not interfere with the Auditor'sG ability to discharge its duties;
(e) report to the AuditorG any matter which may significantly affect the financial position of the Authorised PersonG ; and
(f) provide such other assistance as the AuditorG may reasonably request it to provide.
Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]
[Amended] DFSA RM131/2014 (Made 21st August 2014). [VER34/06-14]