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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Sourcebook Modules
Regulatory Policy and Process Sourcebook (RPP) February 2017 Edition
RPP 4 Supervisory and Enforcement Powers
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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RPP 4-11-1



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

The DFSAG has the power to impose conditions or restrictions upon a Registered AuditorG or Audit PrincipalG .6 The DFSAG has the power in respect of a Registered AuditorG or Audit PrincipalG to withdraw its registration or suspend its registration.7


6 Articles 98(3) and (6).

7 Article 98A(1).

Inserted (Made 21st August 2014). August 2014 Edition