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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Sourcebook Modules
Regulatory Policy and Process Sourcebook (RPP) February 2017 Edition
RPP 4 Supervisory and Enforcement Powers
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(2 versions)
Dec 23 2012 - Aug 20 2014Aug 21 2014 onwards

RPP 4-10-2

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Article 59 enables the DFSAG to impose a restriction in respect of all functions or in respect of specific functions. The restriction may also apply to functions whether or not they are Licensed FunctionsG . Whether a general restriction, or a more specific restriction, is imposed by the DFSAG may depend on the facts of the matter, including:

(a) the concerns upon which the DFSAG determines that a natural person is not fit and proper to perform any functions; and
(b) the need to protect the integrity of the DIFCG and ensure the confidence of participants in the market.
Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition
Amended (Made 21st August 2014). August 2014 Edition