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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Sourcebook Modules
Regulatory Policy and Process Sourcebook (RPP) February 2017 Edition
RPP 4 Supervisory and Enforcement Powers
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(2 versions)
Dec 23 2012 - Aug 20 2014Aug 21 2014 onwards

RPP 4-9-1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Under Article 58(1), the DFSAG has the power to restrict an individual from performing Licensed FunctionsG , or to suspend or withdraw an individual's Authorised IndividualG or Key IndividualG status, if it reasonably concludes that:

(a) the individual is in breach, or has been in breach of, an obligation that applies as a result of their Authorised IndividualG or Key IndividualG status; or
(b) an individual is no longer fit and proper to perform a role in respect of which he is an Authorised IndividualG or Key IndividualG .5

5 Article 58(1).

Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition
Amended (Made 21st August 2014). August 2014 Edition