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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Sourcebook Modules
Regulatory Policy and Process Sourcebook (RPP) February 2017 Edition
RPP 4 Supervisory and Enforcement Powers
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

Whole SectionText only Print Print Manager Link


  Versions
(1 version)
 
Dec 23 2012 onwards

RPP 4-7-2



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

The DFSA may exercise its powers under Article 51 to withdraw a LicenceG where:

(a) as a consequence of withdrawal of authorisation in relation to one or more Financial ServicesG under Article 50, the Authorised PersonG is no longer authorised to carry on a Financial ServiceG ;
(b) the Authorised PersonG is no longer fit and proper to hold a LicenceG ;
(c) the Authorised PersonG has failed to remove a ControllerG or take such other action as required by the DFSA under Article 64; or
(d) the Authorised PersonG requests the withdrawal.
Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition