Home   Browse contents   View updates   Search  
     Quick search

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Sourcebook Modules
Regulatory Policy and Process Sourcebook (RPP) February 2017 Edition
RPP 4 Supervisory and Enforcement Powers
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

Whole SectionText only Print Print Manager Link

(2 versions)
Dec 23 2012 - Aug 20 2014Aug 21 2014 onwards

RPP 4-5-2

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Under Article 76, the DFSAG is also empowered to prohibit or require an Authorised PersonG to deal with any relevant property in a certain manner.3 The terms "dealing" and "relevant property" are defined in Article 76 as follows:

(a) "dealing" in relation to property includes the maintaining, holding, disposing and transferring of property; and
(b) "relevant property" in relation to an Authorised PersonG means:
(i) any property held by the person on behalf of any of the clients of the person, or held by any other person on behalf of or to the order of the person; or
(ii) any other property which the DFSAG reasonably believes to be owned or controlled by the person.

3Article 76.

Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition
Amended (Made 21st August 2014). August 2014 Edition