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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Sourcebook Modules
Regulatory Policy and Process Sourcebook (RPP) February 2017 Edition
RPP 4 Supervisory and Enforcement Powers
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(1 version)
Dec 23 2012 onwards

RPP 4-4-3

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

GEN section 11.12 sets out various requirements relating to the appointment of an independent expert. In particular, it is noted that:

(a) the DFSA will give written notification to the Authorised PersonG concerning the purpose of the proposed report, the scope, the timetable for completion and any other relevant matters;
(b) the independent expert is required to be appointed by the Authorised PersonG and be nominated or approved by the DFSA;
(c) an Authorised PersonG is required to include specific requirements in a contract with an independent expert;
(d) an Authorised PersonG is required to ensure it provides all assistance that the independent expert may reasonably require and ensure that the independent expert co-operates with the DFSA; and
(e) an Authorised PersonG is required to pay for the services of the independent expert.
Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition