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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Sourcebook Modules
Regulatory Policy and Process Sourcebook (RPP) February 2017 Edition
RPP 4 Supervisory and Enforcement Powers
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  Versions
(3 versions)
 

RPP 4-3-1



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

The DFSAG may require any Authorised PersonG , DNFBPG , Domestic FundG or Registered AuditorG to allow the DFSAG to enter it premises during normal business hours or at any other time as may be agreed, for the purpose of inspecting and copying information or documents (at the relevant Person'sG expense) stored in any form on such premises, as it considers necessary or desirable to meet the objectives of the DFSA.1


1 Article 73(2), GEN Rule 11.1.2.(d).

Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition
Amended by Notice of Updates (Made 14th July 2013). July 2013 Edition
Amended (Made 21st August 2014). August 2014 Edition