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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
General Module (GEN) [VER44/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(2 versions)
Up to Aug 20 2014Aug 21 2014 onwards

GEN 8.4.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised PersonG must:

(a) notify the DFSAG of the appointment of an AuditorG by completing and submitting the appropriate form in AFN;
(b) prior to the appointment of the AuditorG , take reasonable steps to ensure that the AuditorG has the required skills, resources and experience to audit the business of the Authorised PersonG for which the auditor has been appointed; and
(c) if it is a Domestic FirmG , ensure that the AuditorG , at the time of appointment and for the duration of the engagement, is registered with the DFSAG as a Registered AuditorG .

Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]
Amended DFSA RM131/2014 (Made 21st August 2014). [VER34/06-14]