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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Sourcebook Modules
Regulatory Policy and Process Sourcebook (RPP) February 2017 Edition
RPP 4 Supervisory and Enforcement Powers
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  Versions
(1 version)
 
Dec 23 2012 onwards

RPP 4 Supervisory and Enforcement Powers

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.


Contents:
RPP 4-1 Introduction
RPP 4-1-1
RPP 4-1-2
RPP 4-1-3
RPP 4-1-4
RPP 4-1-5
RPP 4-2 Power to Request Information and Documents
RPP 4-2-1
RPP 4-2-2
RPP 4-2-3
RPP 4-3 Power to Access Premises
RPP 4-3-1
RPP 4-3-2
RPP 4-4 Power to Require a Report
RPP 4-4-1
RPP 4-4-2
RPP 4-4-3
RPP 4-4-4
RPP 4-5 Power to Restrict an Authorised Person's Business or Property
RPP 4-5-1
RPP 4-5-2
RPP 4-5-3
RPP 4-6 Power to Impose Conditions and Restrictions on an Authorised Person's Licence or Endorsement
RPP 4-6-1
RPP 4-6-2
RPP 4-7 Power to Withdraw an Authorisation or Endorsement in Respect of One or More Financial Services or a Licence
RPP 4-7-1
RPP 4-7-2
RPP 4-7-3
RPP 4-7-4
RPP 4-8 Power to Impose Conditions and Restrictions on the Status of an Authorised Individual or Key Individual
RPP 4-8-1
RPP 4-8-2
RPP 4-9 Power to Restrict, Suspend and Withdraw the Status of an Authorised Individual or Key Individual
RPP 4-9-1
RPP 4-9-2
RPP 4-9-3
RPP 4-9-4
RPP 4-10 Power to Restrict Individuals
RPP 4-10-1
RPP 4-10-2
RPP 4-10-3
RPP 4-11 Powers Relating to the Registration of a Registered Auditor or Audit Principal
RPP 4-11-1
RPP 4-11-2
RPP 4-12 Miscellaneous Powers
Endorsements
Funds
Direction Powers for Prudential Purposes
RPP 4-13 [Deleted]
[Deleted]
[Deleted]
[Deleted]
[Deleted]
Appendix 1 — Key Powers