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  Versions
(1 version)
 
Apr 28 2011 onwards

RPP 3-4-3



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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

The onsite visit is likely to include interviews with senior management and a review of relevant records. Depending on the outcome of the visit, the DFSAG may provide a letter to the firm to discuss its findings.

Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]