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(2 versions)
Apr 28 2011 - Jul 13 2013Jul 14 2013 onwards

RPP 3-4-2

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Onsite visits to DNFBPsG will generally focus on their compliance with relevant AML/CTF Laws and the RulesG contained in the AML module. This may include the DFSAG testing the firm's systems and controls for conducting a money laundering risk assessment, customer due diligence and complying with relevant United Nations Security Council Sanctions and Resolutions.

Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]
Amended by Notice of Updates (Made 14th July 2013). July 2013 Edition