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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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GEN 8.3.3



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised Person'sG Accounting RecordsG must be:

(a) retained by the Authorised PersonG for at least six years from the date to which they relate;
(b) at all reasonable times, open to inspection by the DFSAG or the AuditorG of the Authorised PersonG ; and
(c) if requested by the DFSAG capable of reproduction, within a reasonable period not exceeding 3 business days, in hard copy and in English.

Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]
[Amended] DFSA RM42/2007 (Made 15th February 2007). [VER13/02-07]
[Amended] DFSA RM119/2013 (Made 14th July 2013). [VER33/07-13]
[Amended] DFSA RM131/2014 (Made 21st August 2014). [VER34/06-14]