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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Sourcebook Modules
Regulatory Policy and Process Sourcebook (RPP) February 2017 Edition
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  Versions
(1 version)
 
Apr 28 2011 onwards

RPP 3-1 DFSA's Approach to Supervision

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.


Contents:
Introduction
RPP 3-1-1
RPP 3-1-2
RPP 3-1-3
Supervision Philosophy
RPP 3-1-4
RPP 3-1-5
RPP 3-1-6
RPP 3-1-7
Risk management cycle
RPP 3-1-8
RPP 3-1-9
RPP 3-1-10
RPP 3-1-11
Risk Matrix — Impact and Probability Ratings
RPP 3-1-12
RPP 3-1-13
RPP 3-1-14
RPP 3-1-15
RPP 3-1-16
Risk-based classification of firms
RPP 3-1-17
RPP 3-1-18
RPP 3-1-19
RPP 3-1-20
RPP 3-1-21
RPP 3-1-22
Risk mitigation
RPP 3-1-23
RPP 3-1-24
DFSA's Relationship with Firms
RPP 3-1-25
RPP 3-1-26
RPP 3-1-27
RPP 3-1-28
RPP 3-1-29
RPP 3-1-30
RPP 3-1-31
Notifications to the DFSA
RPP 3-1-32
RPP 3-1-33
Co-Operation with Other Regulators
RPP 3-1-34
RPP 3-1-35
[Deleted]
RPP 3-1-12 [Deleted]
[Deleted]
RPP 3-1-13 [Deleted]
RPP 3-1-14 [Deleted]
RPP 3-1-15 [Deleted]
[Deleted]
RPP 3-1-16 [Deleted]
RPP 3-1-17 [Deleted]
RPP 3-1-18 [Deleted]
RPP 3-1-19 [Deleted]
[Deleted]
RPP 3-1-20 [Deleted]
RPP 3-1-21 [Deleted]
[Deleted]
RPP 3-1-22 [Deleted]
RPP 3-1-23 [Deleted]
[Deleted]
RPP 3-1-22 [Deleted]
RPP 3-1-23 [Deleted]
RPP 3-1-24 [Deleted]
RPP 3-1-25 [Deleted]
RPP 3-1-26 [Deleted]
[Deleted]
RPP 3-1-27 [Deleted]
RPP 3-1-28 [Deleted]
RPP 3-1-29 [Deleted]
[Deleted]
RPP 3-1-30 [Deleted]
RPP 3-1-31 [Deleted]
RPP 3-1-32 [Deleted]
RPP 3-1-33 [Deleted]
RPP 3-1-34 [Deleted]
[Deleted]
RPP 3-1-35 [Deleted]
RPP 3-1-36 [Deleted]
RPP 3-1-37 [Deleted]
RPP 3-1-38 [Deleted]
RPP 3-1-39 [Deleted]
RPP 3-1-40 [Deleted]