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(2 versions)
Apr 28 2011 - Aug 20 2014Aug 21 2014 onwards

RPP 1-6-2

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

In exercising its powers and performing its functions, the DFSAG has regard to the following guiding principles as set out in Article 8(4) of the Regulatory LawG , being the desirability of:

(a) pursuing the objectives of the DIFCG as set out under Dubai LawG in so far as it is appropriate and proper for the DFSAG to do so;
(b) fostering the development of the DIFCG as an internationally respected financial centre;
(c) co-operating with and providing assistance to regulatory authorities in the United Arab Emirates and other jurisdictions;
(d) minimising the adverse effects of the activities of the DFSAG on competition in the financial services industry;
(e) using its resources in the most efficient way;
(f) ensuring the cost of regulation is proportionate to its benefit;
(g) exercising its powers and performing its functions in a transparent manner; and
(h) complying with relevant generally accepted principles of good governance.
Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]
Amended (Made 21st August 2014). August 2014 Edition