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Apr 28 2011 - Aug 20 2014Aug 21 2014 onwards

RPP 1-6-1



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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

In discharging its regulatory mandate, the DFSAG has a statutory obligation under Article 8(3) of the Regulatory LawG to pursue the following objectives:

(a) to foster and maintain fairness, transparency and efficiency in the financial services industry (namely, the financial services and related activities carried on) in the DIFCG ;
(b) to foster and maintain confidence in the financial services industry in the DIFCG ;
(c) to foster and maintain the financial stability of the financial services industry in the DIFCG , including the reduction of systemic risk;
(d) to prevent, detect and restrain conduct that causes or may cause damage to the reputation of the DIFCG or the financial services industry in the DIFCG , through appropriate means, including the imposition of sanctions;
(e) to protect direct and indirect users and prospective users of the financial services industry in the DIFCG ;
(f) to promote public understanding of the regulation of the financial services industry in the DIFCG ; and
(g) to pursue any other objectives as the Ruler of Dubai may from time to time set under DIFCG Law.
Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]
Amended (Made 21st August 2014). August 2014 Edition