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RPP 1-1-3

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

RPP is therefore relevant to a PersonG who is:

(a) seeking to be authorised or registered by the DFSAG ;
(b) already subject to applicable laws, RulesG and policies administered by the DFSAG such as Authorised PersonsG (i.e. Authorised FirmsG or Authorised Market InstitutionsG ), DNFBPsG , Registered AuditorsG , Audit PrincipalsG , Authorised IndividualsG , Key IndividualsG , Principal RepresentativesG and any other PersonsG subject to the DFSA'sG regulatory oversight; and
(c) otherwise subject to the jurisdiction of the DFSAG such as by reason of the DFSA'sG authority under a delegated power.
Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]
Amended by Notice of Updates (Made 5th July 2012). July 2012 Edition
Amended by Notice of Updates (Made 14th July 2013). July 2013 Edition
Amended (Made 21st August 2014). August 2014 Edition