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(2 versions)
Apr 28 2011 - Aug 20 2014Aug 21 2014 onwards

RPP 1-1-2

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

The RPP contains:

(a) statements of DFSA'sG regulatory policy;
(b) descriptions of the regulatory processes that we follow when exercising our statutory powers;
(c) information as to DFSA'sG risk based approach to authorisation, supervision and enforcement; and
(d) information on matters which the DFSAG may assess when considering using specific discretionary powers. For example, this would include those matters which the DFSAG may take into consideration when making an assessment of whether an Authorised PersonG or Authorised IndividualG is fit and proper.
Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]
Amended (Made 21st August 2014). August 2014 Edition