Home   Browse contents   View updates   Search  
     Quick search

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
General Module (GEN) [VER44/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

GEN 7.2.2

View whole sectionWhole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) The DFSAG will only consider an application for a Licence from a PersonG who, subject to (2) and (4), is:
(a) a Body CorporateG ; or
(b) a PartnershipG ;
and who is not an Authorised Market InstitutionG .
(2) If the application is in respect of either or both of the following Financial ServicesG :
(a) Effecting Contracts of InsuranceG ;
(b) Carrying Out Contracts of InsuranceG ,
the applicant must be a Body CorporateG .
(3) Deleted
(4) If the application is in respect of the Financial ServiceG of Managing a Collective Investment FundG or Acting as the Trustee of a FundG , the applicant must be a Body CorporateG .
Derived from Notice of Amendments to Legislation April 2011 [VER27/02-11]
[Amended] DFSA RM105/2012 (Made 23rd December 2012). [VER32/12-12]
[Amended] DFSA RM229/2018 (Made 6th June 2018). [VER42/08-18]