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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Sourcebook Modules
Consultation Papers
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DFSA Codes of Practice
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(2 versions)
Jul 14 2013 - Aug 20 2014Aug 21 2014 onwards

AMI 11.1.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) Pursuant to Article 30 of the Regulatory LawG , any PersonG who:
(a) is aggrieved by a decision of the Authorised Market InstitutionG ;
(b) has a right to a further appeal of the Authorised Market InstitutionG decision to a tribunal under the Business RulesG of that Authorised Market InstitutionG ; and
(c) has exhausted the internal appeal process of that Authorised Market InstitutionG ;
may appeal the Authorised Market InstitutionG decision by commencing a regulatory proceeding before the FMTG .
(2) The grounds on which an appeal may lie under this Rule are limited to the following:
(a) an error of law or jurisdiction;
(b) a breach of the rules of natural justice; or
(c) the decision is manifestly unreasonable.
Derived from RM118/2013 [VER15/07-13]
[Amended] DFSA RM133/2014 (Made 21st August 2014). [VER16/06-14]