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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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(1 version)
Jul 14 2013 onwards

AMI 10.2.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) An Authorised Market InstitutionG must continue to carry on every Financial ServiceG it is authorised to conduct under its LicenceG until its LicenceG is withdrawn or the DFSAG consents in writing.
(2) An Authorised Market InstitutionG seeking to have its LicenceG withdrawn must submit a request in writing stating:
(a) the reasons for the request;
(b) the date on which it will cease to carry on Financial ServicesG in or from the DIFCG ;
(c) how PersonsG using facilities maintained by it for trading, clearing or settlement, as applicable, are affected and any alternative arrangements made for the trading, clearing or settlement;
(d) where applicable, how persons with SecuritiesG admitted to an Official List of SecuritiesG maintained by it are affected and any alternative arrangements made for the listing and trading of the relevant SecuritiesG ; and
(e) that it has discharged, or will discharge, all obligations owed to its users in respect of whom the Authorised Market InstitutionG has carried on Financial ServicesG in or from the DIFCG .
Derived from RM118/2013 [VER15/07-13]