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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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General Module (GEN) [VER43/02-19]
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GEN 6.6.1 Guidance



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

1. Procedures for notification to the DFSAG are set out in GEN section 6.10.
2. Under the fit and proper test for Authorised FirmsG and the Licensing RequirementsG for Authorised Market InstitutionsG , an Authorised FirmG or Authorised Market InstitutionG which does not satisfy the DFSAG with respect of its Close LinksG will, on this point alone, not be considered fit and proper or able to satisfy the Licensing RequirementsG .

Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]
Amended in accordance with Notice of Amendments to Legislation April 2011 [VER27/02-11]
[Amended] DFSA RM176/2016 (Made 19th June 2016) [VER37/08-16]