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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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GEN 6.6.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) Where an Authorised PersonG or a PersonG who has submitted an application for authorisation to carry on one or more Financial ServicesG has Close LinksG with another PersonG , the DFSAG must be satisfied that those Close LinksG are not likely to prevent the effective supervision by the DFSAG of the Authorised PersonG .
(2) If requested by the DFSAG the Authorised PersonG must submit a Close LinksG report or notification, in a form specified by the DFSAG . This may be requested on an ad hoc or periodic basis.
Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]