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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Jul 14 2013 onwards

AMI 9.5.3

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) Where any significant change is made to an agreement which relates to the constitution, or to the corporate governance framework or the remuneration structure or strategy, of an Authorised Market InstitutionG , that Authorised Market InstitutionG must give the DFSAG a notice as provided in (2).
(2) Where any significant change is made to:
(a) an agreement which relates to the constitution of an Authorised Market InstitutionG , the Authorised Market InstitutionG must give the DFSAG notice of that change as soon as it becomes aware of it, and the date on which it is to become or became effective; or
(b) the corporate governance framework or the remuneration structure or strategy of an Authorised Market InstitutionG , the Authorised Market InstitutionG must give the DFSAG notice of that change as soon as practicable before making such a change.
Derived from RM118/2013 [VER15/07-13]