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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Authorised Market Institutions (AMI) [VER18/02-17]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Jul 14 2013 onwards

AMI 9.5.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Where an Authorised Market InstitutionG is to circulate any notice or other document proposing any amendment to its memorandum or articles of association, or other document relating to its constitution, to:

(a) its shareholders or any group or class of them;
(b) persons granted access to its facilities or any group or class of them; or
(c) any other group or class of persons which has the power to make that amendment or whole consent or approval is required before it may be made:

that Authorised Market InstitutionG must give notice of that proposed amendment to the DFSAG setting out the following information:

(d) the proposed amendment;
(e) the reasons for the proposal; and
(f) a description of the group or class of persons to whom the proposal is to be circulated.
Derived from RM118/2013 [VER15/07-13]