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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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  Versions
(1 version)
 
Jul 14 2013 onwards

AMI 8.2.7



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) In the case of an Authorised Market InstitutionG which is incorporated other than under DIFCG law, a written notification to the DFSAG must be submitted by a ControllerG or a PersonG proposing to become a ControllerG in accordance with (3) in respect of any one of the events specified in (2).
(2) For the purposes of (1), a notification to the DFSAG is required when:
(a) a Person becomes a ControllerG ;
(b) an existing ControllerG proposes to cease being a ControllerG ; or
(c) an existing Controller'sG holding is:
(i) increased from below 30% to 30% or more;
(ii) increased from below 50% to 50% or more; or
(iii) decreased from more than 50% to 50% or less.
(3) The notification required under (1) must be made using the appropriate form in AFNG as soon as possible, and in any event, before making the relevant acquisition or disposition.
Derived from RM118/2013 [VER15/07-13]