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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Jul 14 2013 onwards

AMI 8 Controllers

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

AMI 8.1 Application
AMI 8.1.1
Definition of a Controller
Disregarded Holdings
AMI 8.2 Changes Relating to Control
Requirement for Prior Approval of Controllers of an Authorised Market Institution incorporated under DIFC law
Approval Process
Objection or Conditional Approval Process
Notification for Decrease in the Level of Control of an AMI Incorporated under DIFC law
Notification for Changes in Control Relating to an Authorised Market Institution Incorporated Under Non-DIFC Law
Obligations of an Authorised Market Institution Relating to its Controllers
Other Powers Relating to Controllers