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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
General Module (GEN) [VER44/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(3 versions)

GEN 6.1.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) Sections GEN 6.1, GEN 6.2, GEN 6.3, GEN 6.9 and GEN 6.10 apply to every PersonG to whom any provision in the RulebookG applies.
(2) GEN Section 6.4 applies to every Authorised PersonG .
(3) Sections GEN 6.5 and GEN 6.6 apply to every Authorised FirmG , Authorised Market InstitutionG and PersonG who has submitted an application for authorisation to carry on one or more Financial ServicesG .
(4) GEN Section 6.7 applies to any PersonG who has been affected by the activities of the DFSAG .
(5) GEN Section 6.8 applies to the DFSAG .
(6) Only sections 6.9 and 6.10 of this chapter apply to a Representative OfficeG .

Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]
[Amended] DFSA RM19/2005 (as from 19th April 2005). [VER3/04-05]
[Amended] DFSA RM68/2009 (Made 3rd January 2010). [VER24/01-10]
[Amended] DFSA RM176/2016 (Made 19th June 2016) [VER37/08-16]