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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Authorised Market Institutions (AMI) [VER18/02-17]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Jul 14 2013 onwards

AMI 6 Additional Licensing Requirements for Operating an Exchange

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

AMI 6.1 Application
AMI 6.1.1
AMI 6.2 Proper Markets
AMI 6.2.1
AMI 6.3 Specifications Relating to Design and Trading of Derivatives
AMI 6.3.1
Contract Design Specifications
On-going Review
AMI 6.4 Transparency and Disclosure
AMI 6.4.1
Pre-trade Transparency
Post-trade Transparency
AMI 6.5 Volatility Controls
AMI 6.5.1
AMI 6.5.2
AMI 6.6 Error Trade Policy
AMI 6.6.1
AMI 6.7 Short Selling and Position Management
AMI 6.7.1
AMI 6.8 Foreign Ownership Restrictions
AMI 6.8.1
AMI 6.9 Liquidity Incentive Schemes
AMI 6.9.1
AMI 6.10 Clearing and Settlement Arrangements
AMI 6.10.1
AMI 6.11 Listing Rules
General Requirements Relating to Listing Rules
Publication of Listing Rules
Content of Listing Rules
Compliance with Listing Rules