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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Jul 14 2013 onwards

AMI 5.5.6 Guidance



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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Through the use of such testing methodologies, the Authorised Market InstitutionG should be able to ensure, amongst other things, that:

a. its systems and controls are compatible with its operations and functions;
b. compliance and risk management controls embedded in its system operate as intended (for example, by generating error reports automatically); and
c. it can continue to work effectively in stressed market conditions.
Derived from RM118/2013 [VER15/07-13]