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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Authorised Market Institutions (AMI) [VER18/02-17]
Part 3 Licensing Requirements
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

Whole SectionText only Print Print Manager Link

(1 version)
Jul 14 2013 onwards

AMI 5.5.6 Guidance

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Through the use of such testing methodologies, the Authorised Market InstitutionG should be able to ensure, amongst other things, that:

a. its systems and controls are compatible with its operations and functions;
b. compliance and risk management controls embedded in its system operate as intended (for example, by generating error reports automatically); and
c. it can continue to work effectively in stressed market conditions.
Derived from RM118/2013 [VER15/07-13]