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AMI 5.3.11 Guidance
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The DFSAG does not expect Key IndividualsG who are PersonsG undertaking control functions such as those relating to risk, compliance and audit to be assigned any functions or roles which are to further the Authorised Market Institution'sG commercial interests or objectives (such as business promotional activities) .
Derived from RM118/2013 [VER15/07-13]