Home   Browse contents   View updates   Search  
     Quick search
Go
   

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Authorised Market Institutions (AMI) [VER18/02-17]
Part 3 Licensing Requirements
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

Whole SectionText only Print Print Manager Link


  Versions
(2 versions)
 
Jul 14 2013 - Aug 20 2014Aug 21 2014 onwards

AMI 5.3.4



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

The Senior Executive OfficerG function is carried out by an individual who:

(a) has, either alone or jointly with the other Key IndividualsG , the ultimate responsibility for the day-to-day management, supervision and control of one or more (or all) parts of an Authorised Market Institution'sG Financial ServicesG carried on in or from the DIFCG ; and
(b) is either a member of the Governing BodyG or a Senior ManagerG of the Authorised Market InstitutionG .
Derived from RM118/2013 [VER15/07-13]
[Amended] DFSA RM133/2014 (Made 21st August 2014). [VER16/06-14]