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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Authorised Market Institutions (AMI) [VER18/02-17]
Part 3 Licensing Requirements
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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Jul 14 2013 - Aug 20 2014Aug 21 2014 onwards

AMI 5.3 Licensed Functions and Key Individuals

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Licensed Functions and Key Individuals
AMI 5.3.1
AMI 5.3.2
Members of the Governing Body
AMI 5.3.3
Senior Executive Officer
AMI 5.3.4
Finance Officer
AMI 5.3.5
Compliance Officer
AMI 5.3.6
Risk Officer
AMI 5.3.7
Money Laundering Reporting Officer
AMI 5.3.8
Internal Auditor
AMI 5.3.9
Residency of Key Individuals
AMI 5.3.10
Combining Roles
AMI 5.3.11