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Jul 14 2013 onwards

AMI 3.3.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) In regard to an application for approval for an individual to be granted Key IndividualG status, both the Authorised Market InstitutionG and the individual must complete the appropriate form in AFNG .
(2) An Authorised Market InstitutionG must be satisfied that the individual with respect to whom an application is submitted:
(a) is competent in his proposed role;
(b) has kept abreast of relevant market, product, technology, legislative and regulatory developments; and
(c) is able to apply his knowledge.
Derived from RM118/2013 [VER15/07-13]