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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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(1 version)
Jul 14 2013 onwards

AMI 3.1.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

This chapter applies to every PersonG who is an applicant for:

(a) a LicenceG to be an Authorised Market InstitutionG ;
(b) an endorsement to:
(i) maintain an Official List of SecuritiesG ;
(ii) operate a Multilateral Trading FacilityG ; or
(iii) act as a Trade RepositoryG ; or
(c) Key IndividualG status.
Derived from RM118/2013 [VER15/07-13]