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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Jul 14 2013 onwards

COB 9.6.2

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) An ATS OperatorG must disclose the information specified in (2) relating to trading of InvestmentsG on its facility in the manner prescribed in (3).

(2) The information required to be disclosed pursuant to (1) includes:

(a) the current bid and offer prices and volume;
(b) the depth of trading interest shown at the prices and volumes advertised through its systems for the InvestmentsG ; and
(c) any other information relating to InvestmentsG which would promote transparency relating to trading.

(3) The information referred to in (2) must be made available to members and the public as appropriate on a continuous basis during normal trading.

[Added] DFSA RM123/2013 (Made 13th June 2013) [VER22/07-13]