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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Conduct of Business Module (COB) [VER33/07-19]
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  Versions
(1 version)
 
Jul 14 2013 onwards

COB 9.1.2



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

In this chapter:

(a) a reference to a “member” is a reference to a ClientG of the ATS OperatorG who has been granted access to its facilities in accordance with the requirements in this chapter;
(b) a reference to a “facility” is a reference to a Multilateral Trading FacilityG (MTF) and an Organised Trading FacilityG (OTF), except where specific reference is made only to an MTFG or OTFG ;
(c) a reference to an “ATS OperatorG ” is a reference to a PersonG operating an MTFG and a PersonG operating an OTFG , except where specific reference is made only to a PersonG operating an MTFG or a PersonG operating an OTFG ; and
(d) where a RuleG in this chapter conflicts with any other provision in the DFSA RulebookG , the RuleG in this chapter prevails over those other provisions.
[Added] DFSA RM123/2013 (Made 13th June 2013) [VER22/07-13]