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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER16/07-19]
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  Versions
(2 versions)
 
Jul 14 2013 - Oct 28 2018Oct 29 2018 onwards

AML 14.4.3



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Where the records referred to in Rule 14.4.1 are kept by the Relevant PersonG outside the DIFCG , a Relevant PersonG must:

(a) take reasonable steps to ensure that the records are held in a manner consistent with these Rules;
(b) ensure that the records are easily accessible to the Relevant PersonG ; and
(c) upon request by the DFSAG , ensure that the records are immediately available for inspection.
Derived from RM117/2013 [VER9/07-13]
[Amended] DFSA RM231/2018 (Made 6th June 2018) [VER15/07-18]