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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER16/07-19]
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AML 13.4 Guidance



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

1. Relevant PersonsG are reminded that in accordance with Federal AML legisaltion, Relevant PersonsG or any of their EmployeesG must not disclose, directly or indirectly, to the CustomerG or to any other person that they have reported, or are intending to report, a suspicious transaction. They also must not disclose information contained in an SAR or the fact that a suspicious transaction is being investigated.
2. If a Relevant PersonG reasonably believes that performing CDDG measures will tip-off a customer or potential customer, it may choose not to pursue that process and should file a SAR. Relevant PersonsG should ensure that their EmployeesG are aware of and sensitive to these issues when considering the CDDG measures.
Derived from RM117/2013 [VER9/07-13]
[Amended] DFSA RM196/2016 (Made 7th December 2016). [VER13/02-17]
[Amended] DFSA RM258/2019 (Made 26th June 2019). [VER16/07-19]