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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER15/07-18]
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AML 13.3.1



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

A Relevant PersonG must ensure that where the Relevant Person'sG MLROG receives a notification under AML Rule 13.2.2, the MLROG , without delay:

(a) inquires into and documents the circumstances in relation to which the notification made under AML Rule 13.2.2 was made;
(b) determines whether in accordance with Federal AML legislation a Suspicious Activity Report must be made to the FID and documents such determination;
(c) if required, makes a Suspicious Activity Report to the FID as soon as practicable; and
(d) notifies the DFSAG of the making of such Suspicious Activity Report immediately following its submission to the FID.
Derived from RM117/2013 [VER9/07-13]
[Amended] DFSA RM196/2016 (Made 7th December 2016). [VER13/02-17]
[Amended] DFSA RM223/2018 (Made 18th April 2018). [VER14/07-18]