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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER16/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Jul 14 2013 onwards

AML 11.3.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

A Relevant PersonG must ensure that its MLROG has:

(a) direct access to its senior management;
(b) sufficient resources including, if necessary, an appropriate number of appropriately trained EmployeesG to assist in the performance of his duties in an effective, objective and independent manner;
(c) a level of seniority and independence within the Relevant PersonG to enable him to act on his own authority; and
(d) timely and unrestricted access to information sufficient to enable him to carry out his responsibilities in Rule 11.4.1.
Derived from RM117/2013 [VER9/07-13]