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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER16/07-19]
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  Versions
(1 version)
 
Jul 14 2013 onwards

AML 11.2.2 Guidance



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

1. Authorised FirmsG are reminded that under GEN Rule 7.5.1, the MLROG function is a mandatory appointment. For the avoidance of doubt, the individual appointed as the MLROG of an Authorised FirmG , other than a Representative OfficeG , is the same individual who holds the Licensed FunctionG of Money Laundering Reporting OfficerG of that Authorised FirmG . Authorised FirmsG are also reminded that the guidance under GEN Rule 7.5.2 sets out the grounds under which the DFSAG will determine whether to grant a waiver from the residence requirements for an MLROG . The same guidance would apply by analogy to other Relevant PersonsG seeking a waiver from the MLROG residence requirements.
2. The individual appointed as the MLROG of an Authorised Market InstitutionG is the same individual who holds the position of Money Laundering Reporting OfficerG of that Authorised Market InstitutionG under the relevant AMIG Rule.
Derived from RM117/2013 [VER9/07-13]